(en)The present invention is aimed at a series of novel glycerin polyesters that provide desired aesthetics and structure in cosmetic formulation. These glycerin polymers are synthesized by polycondensation polymerization, in the presence of a monofunctional monomer or terminal group. By carefully choosing the groups the properties can be dramatically altered. The mono-functional alcohols, being only able to react in one position, can only be located on the polymer chain ends. This provides very unique polymer structure and morphology. These regiospecific polyesters will have very unique physical properties and have a wide variety of solubilities. Furthermore, by the incorporation of a co-monomer will produce a copolymer with drastically different solubilities and aesthetics.

1.ApplicationNumber: US-201313998554-A
1.PublishNumber: US-8808676-B1
2.Date Publish: 20140819
3.Inventor: O'LENICK THOMAS GEORGE

4.Inventor Harmonized: O'LENICK THOMAS GEORGE(US)

5.Country: US
6.Claims:
(en)The present invention is aimed at a series of novel glycerin polyesters that provide desired aesthetics and structure in cosmetic formulation. These glycerin polymers are synthesized by polycondensation polymerization, in the presence of a monofunctional monomer or terminal group. By carefully choosing the groups the properties can be dramatically altered. The mono-functional alcohols, being only able to react in one position, can only be located on the polymer chain ends. This provides very unique polymer structure and morphology. These regiospecific polyesters will have very unique physical properties and have a wide variety of solubilities. Furthermore, by the incorporation of a co-monomer will produce a copolymer with drastically different solubilities and aesthetics.

7.Description:
(en)RELATED APPLICATION
This application is a continuation in part of co-pending U.S. Ser. No. 13/986,052 filed Mar. 28, 2013, which is in turn a continuation in part of U.S. Ser. No. 13/373,974, filed Dec. 8, 2011.


FIELD OF THE INVENTION
The present invention is directed to a series of functionalized glycerin based polymers that have been designed to have very specific substitution patterns, herein referred to as regio-specific substitution (RSS). Natural oils are triglycerides produced by plants and animals as a mechanism to store energy in the form of neutral fats. While being very successful as a store of energy for cells, these products are oily and do not possess the derived aesthetics for widespread use in cosmetics. The compounds of the present invention provide properties including skin feel and thermo-sensitive properties (i.e. alteration in properties as the temperature increases). The properties of the natural triglycerides are controlled by the fatty (alkyl) group contained therein and normally are predominantly oleyl groups (C18). Nature does not provide much of a variation in the groups. We have surprisingly found that by linking triglycerides into polymer backbones and controlling the location of the different alkyl groups along that backbone, the performance and structure can be fine tuned. To improve the performance and properties of triglycerides, several polymeric triglyceride mimics were synthesized. The properties of these polymers can be controlled and tuned by judicial control of the polymerization conditions, specifically by employing the use of mono-functional monomers. This polymer will has “compartments” of solid and liquid pendant group domains if the proper pendant groups are chosen. This unique multi-dimensional, high definition polymer will have very unique physical properties, including unique shear and flow behaviors. These polymers will provide outstanding and unique skin feels when used in cosmetic applications.
BACKGROUND OF THE INVENTION
Triglycerides are common natural materials, their structure is:

Triglycerides are esters that are the reaction product of glycerin and fatty acids.

Triglycerides are very common in nature and are commonly used in cosmetic products to provide physical properties and ascetics. Triglycerides are commonly called oils, fats, butters and waxes. These terms are used to describe the physical and chemical composition of the triglyceride. Butters, oils and fats are all triglycerides. The major physical difference between butters, oils and fats are their melt and titer points: Fats have a titer point of over 40.5° C., oils have a titer point of below 40.5° C., and butters have a titer below 40.5° C. but above 20° C. Oils are liquid at room temperature and we now use this word to describe any compound that is a liquid and is insoluble in water. As a result, Jojoba is referred to as oil, despite the fact it is really a liquid wax.
Because oils, fats, butters and waxes are complex mixtures of homologues of similar chemical structures, it is difficult to obtain a true melting point. As the lower molecular weight fractions melt, they act as solvents to dissolve the higher molecular weight products. This results in a very wide melting “range” for these compounds. For this reason, titer point is generally determined on fats, oils, waxes and butters.
Titer is defined as the re-solidification point of the melted oil, fat butter or wax. The procedure is to heat the product to be tested until it is completely liquid, then to slowly cool with stirring. This is done until the temperature stays constant for 30 seconds, or begins to rise. The titer point is the highest temperature indicated by this rise.
Triglycerides are the tri-ester of glycerin with three equivalents of fatty acid. Fatty acids are defined as those acids having alkyl or alkylene groups being C-5 and higher. The reaction is as follows:









Triglycerides occur commonly in nature, but lack the desired aesthetics for many personal care applications. It is the pursuit of improving the feel of these commonly occurring natural triglycerides that are the materials of interest in the present invention.
U.S. Pat. No. 2,914,546 to Barsky et al teaches interesterification of mixed glyceryl compounds.
U.S. Pat. No. 6,306,906 to Wohlman and O'Lenick teach a process for conditioning hair and skin which comprise contacting the skin or hair with an effective conditioning concentration of a of the reaction product of meadowfoam oil and an ester selected from the group consisting of beeswax, jojoba oil, carnauba wax, and candelilla wax.
U.S. Pat. No. 6,180,668 to Wohlman and O'Lenick disclose a series of “reconstituted meadowfoam oils”, used on skin for moisturizing and emollient applications. The term reconstituted as used hereon refers to a process in which meadowfoam oil and one or more oils of natural origin are transesterified under conditions of high temperature and catalyst to make a “reconstituted product” having an altered alkyl distribution and consequently altered chemical and physical properties.
These above listed patents are all incorporated herein by reference.
None of these patents provide polyester derivatives of mixed fatty esters of glyceryl as envisioned by the present invention. Nor do they provide any regiospecificity, that is a difference between R 1 and R 4 that is easily controlled by the reaction sequence. Finally, no ester has included silicone in the structure along with the other improvements lacking in the compounds existing before the current molecules. The result is the materials heretofore known are not polymeric materials that have the benefit of unique physical properties due to molecular weight increase, no skin penetration due to high molecular weight, and the combination of liquid and solid domain groups critical to the properties of the present invention. Furthermore, the incorporation of the silicone monomer allows for a unique solubility of the polymer. This unique solubility leads to superior surface activity when compared to their organic (carbon containing) counterparts.
Fatty acids of differing chain lengths and structures will have different physical properties. A triglyceride containing two different fatty chain length with have physical properties of a blend of the two fatty acids. If the fatty acids are confined to a domain of the polymer (pendant groups are located in regio-specific positions of the polymer backbone), a multi-domain polymer is formed. This multi-domain polymer will have highly organized “pockets” or domains of solid fatty groups, surrounded by liquid domains. The physical properties of the multi-domain polymer will be extremely different than the random triglyceride. By judicious control of the placement of these domains results in a high definition polymer. The preparation of polymers with highly desired aesthetics requires that different sections of the molecule have controlled alkyl groups. Addition of all the groups in the reaction mixture results in a random alkyl substitution pattern and loss of the desired aesthetics. Only by careful stepwise reaction can the products having exact structural properties be assured, thereby assuring performance in highly sophisticated formulations.


DETAILED DESCRIPTION OF THE INVENTION
The present invention is aimed at a series of novel glycerin polyesters that provide desired aesthetics and structure in cosmetic formulation. These glycerin polymers are synthesized by polycondensation polymerization, in the presence of a monofunctional monomer or terminal group. By carefully choosing the groups the properties can be dramatically altered. The mono-functional alcohols, being only able to react in one position, can only be located on the polymer chain ends. This provides very unique polymer structure and morphology. These regiospecific polyesters will have very unique physical properties and have a wide variety of solubilities. Furthermore, by the incorporation of a co-monomer will produce a copolymer with drastically different solubilities and aesthetics.
SUMMARY OF THE INVENTION
It has been discovered that not only the polymer make up, i.e. the monomers that make up the polymer backbone, but also the polymer design can be controlled and used as an efficient tool in tuning the ascetics and performance of a polymer. The polymers of the current invention are synthesized by a step growth polymerization, specifically a polycondensation polymerization. A simple example of a polycondensation polymerization is shown below:

In this simple example, the polymerization is the reaction between a di-acid and a di-alcohol. The polymerization is an equilibrium reaction that gives off water as a byproduct. The polymerization proceeds to high molecular weight by the removal of water as steam. It is common practice in polymer chemistry to actively control the molecular weight of the polymer by controllable techniques. One of these techniques is the use of mono-functional monomers during the polymerization process. Mono-functional monomers or so-called “chain terminators”, will react during the polymerization process like every other monomer. The major difference between a mono-functional monomer and a multifunctional monomer is that unlike a typical multifunctional monomer, a mono-functional monomer has only one reactive group. The moment that the mono-functional monomer reacts onto the polymer backbone the polymer chain loses the ability to continue to grow because it has no more react-able functional groups. The chain terminator reaction is as follows:


Chain terminators get their names because once they react, the polymerization stops so they are always on the end of the polymer chain.

We have found that by the use of mono-functional monomers can be used to design a polymer that is regiospecific, (also refereed to as regio-specific substitution (RSS)). Regiospecific refers to a polymer that has regions of different pendant groups. A polymer can be synthesized that has two or more regions by utilizing mono-functional monomers. The polymer chain ends are controlled by the use of mono-functional monomers, while the internal pendant groups can be reacted onto the polymer backbone by the use of a different fatty acid. The regions of the polymer are shown below:

As shown above, the polymer's pendant groups can be controllably placed into two different regions. These regions will then allow the polymer to act like a block copolymer. Regio-specific polymers will have drastically different properties, i.e. different melt point, crystallinity, and solubility than the same polymer made in a random approach.

This regiospecific polymer is obtained by the multi-step polymerization approach. In the first step a try functional alcohol is reacted with a di-acid and a mono-functional acid as shown below:

As seen above, the polymerization occurs as a typical polycondensation polymerization. The polymerization will proceed until one of the monomers is completely consumed. Once the polymerization has reached a desired chain length, the polymerization can be terminated by the addition of a “chain terminator”. Chain terminators are monofunctional monomers that will react onto the polymer chain end and prevent the polymer from growing. The chain terminator reaction is shown below.


As seen above, once the chain terminators react with the growing polymer chain, the chain loses the ability to continue to react.

This new technique provides a way to selectively add end groups onto the polymer chain ends, and different internal groups, crosslinked with a linear di functional silicone. Since the chain terminators are held until the end of the polymerization, they are protected from trans-esterification reaction with other alcohols involved in the polymerization process. The polymer produced is designed specifically to maximize the performance of the polymers. These polymers are classified as High Definition Polymers. The term “High Definition Polymers” refers to a class of polymers that have specific structures that affect the polymer performance. A glycerin polyester of the current invention that has both a solid and liquid pendant and terminal groups and will produce a High Definition Polymer that has structured liquid and solid domains.
Glycerin Polyester
A glycerin polyester having the following structure:

wherein,

a is an integer ranging from 0 to 9;

b is an integer ranging from 1 to 10; with the proviso a+b=n;

n is an integer ranging from 4 to 10;

R 1 is alkyl ranging from 3 to 12 carbons;

R 2 is independently selected from the group consisting of

(a) alkyl having 8 to 26 carbons,
(b) a branched alkyl having the structure:

d is an integer ranging from 3-15;

c is an integer ranging from 5-17;

and mixtures thereof;

R 4 is alkyl having 9 to 18 carbon atoms;

R 5 is a silicone polymer having the following structure:


wherein;

y is an integer ranging from 0 to 8;

x is an integer ranging from 0 to 20;

R 3 is independently selected from the group consisting of alkyl having 2 to 12 carbons, a alkyl having the following structures:


and mixtures thereof.

Preferred Embodiment
In a preferred embodiment n is 5.
In a more preferred embodiment a is 0.
In a more preferred embodiment b is 5.
In a more preferred embodiment R 3 is









In a more preferred embodiment R 3 is









In a more preferred embodiment R 4 is alkyl containing 10 carbons.
In a more preferred embodiment R 1 is alkyl containing 3 carbons.
In a more preferred embodiment R 2 is a branched alkyl containing 28 carbons.
In a more preferred embodiment R 5 is:

wherein;

x is 0 and y is 2.

Another aspect of the present invention is a process for conditioning skin which comprises contacting the skin with an effective conditioning concentration of a polyester having the following structure:

wherein,

a is an integer ranging from 0 to 9;

b is an integer ranging from 1 to 10; with the proviso a+b=n;

n is an integer ranging from 4 to 10;

R 1 is alkyl ranging from 3 to 12 carbons;

R 2 is independently selected from the group consisting of

(a) alkyl having 8 to 26 carbons,
(b) a branched alkyl having the structure:

d is an integer ranging from 3-15;

c is an integer ranging from 5-17;

and mixtures thereof;

R 5 is a silicone polymer having the following structure:


wherein;

y is an integer ranging from 0 to 8;

x is an integer ranging from 0 to 20;

R 3 is independently selected from the group consisting of alkyl having 2 to 12 carbons, a alkyl having the following structures:


and mixtures thereof.

Preferred Embodiment
In a preferred embodiment said effective conditioning concentration ranges from 0.1 to 20% by weight.
In a preferred embodiment n is 5.
In a preferred embodiment a is 0.
In a preferred embodiment b is 5.
In a preferred embodiment R 3 is









In a preferred embodiment R 3 is









In a preferred embodiment R 4 is alkyl containing 10 carbon atoms.
In a preferred embodiment R 1 is alkyl containing 3 carbon atoms.
In a preferred embodiment R 2 is a branched alkyl containing 28 carbon atoms.
In a more preferred embodiment R 5 is:

wherein;

x is 0, and y is 2.

Raw Materials
Fatty Acids
Fatty acids useful in the practice of the present invention are items of commerce commercially available from Cognis.
Fatty Acid Names
Fatty acids useful as raw materials in the preparation of compounds of the present invention are commercially available from a variety of sources including Procter and Gamble of Cincinnati Ohio. The structures are well known to those skilled in the art.

R—C(O)—OH














Example
R Formula
Common Name
Molecular Weight








Saturated








1
C 7 H 5
Caprylic
144


2
C 9 H 19
Capric
172


3
C 11 H 23
Lauric
200


4
C 13 H 27
Myristic
228


5
C 14 H 29
Pentadecanoic
242


6
C 15 H 31
Palmitic
256


7
C 17 H 35
Stearic
284


8
C 17 H 35
Isosteric
284


9
C 19 H 39
Arachidinic
312


10
C 21 H 43
Behenic
340


12
C 26 H 53
Cetrotic
396


13
C 33 H 67
geddic acid
508



Unsaturated








14
C 17 H 33
Oleic
282


15
C 17 H 31
Linoleic
280


16
C 17 H 29
Linolenic
278


17
C 15 H 29
Palmitoleic
254


18
C 13 H 25
Myristicoleic
226


19
C 21 H 41
Erucic
338

















































Fatty Alcohols Names
Fatty alcohols are useful as raw materials in the synthesis of the compounds of the present invention are commercially available from a variety of sources including BASF. They have the following structure;

R—OH














Example
Formula
Name
Molecular Weight













20
C 8 H 18 O
1-Capryl
130.0


21
C 9 H 20 O
1-Nonanol
144.3


22
C 10 H 22 O
1-Decanol
158.3


23
C 11 H 24 O
Undecanol
172.3


24
C 12 H 26 O
Dodecanol
186.3


25
C 18 H 38 O
Stearyl
270.5


26
C 22 H 46 O
Behenyl
326.6



























Example 27
Dimer Acid
Dimer acid is an item of commerce available commercially from Cognis Corporation. It has the following structure:









Example 28
Hydrogenated Dimer Acid
Hydrogenated dimer acid is an item of commerce available commercially from Henkel Corporation. It has the following structure:









Dicarboxylic Acid
Dicarboxylic acid useful as raw materials in the synthesis of the compounds of the present invention are commercially available from a variety of sources including Cognis. They conform to the following structure;

wherein;

c is an integer ranging from 1 to 10.








Saturated Dicarboxylic acids








Example
Common Name
C
Molecular Weight











29
Malonic
1
104


30
Succinic
2
118


31
Glutaric
3
132


32
Adipic
4
146


33
Pimelic
5
160


34
Subric
6
174


35
Azelaic
7
188


36
Sebacic
8
202


37
Undecanedioic
9
216


38
Dodecanedioic
10
230































Guerbet Alcohols
Guerbet alcohols useful as raw materials in the preparation of compounds of the present invention are commercially available from a variety of sources including Sasol North America Incorporated of Houston Tex.
The structures are well known to those skilled in the art.

d is an integer ranging from 3-15;

c is an integer ranging from 5-17;










Example
d
C









39
15
17

40
13
11

41
9
7






















Diols
Diols are useful as raw materials in the synthesis of the compounds of the present invention are commercially available from a variety of sources including BASF. They have to the following structure;

HO(CH 2 ) x OH

wherein;

x is an integer ranging from 3 to 12.











Example
Formula
Name
Molecular Weight










42
HO(CH 2 ) 3 OH
1,3-Propanediol
74.0

43
HO(CH 2 ) 10 OH
1,10-Decandiol
174.3

44
HO(CH 2 ) 12 OH
1,12-Dodecanediol
202.3






















Glycerin
Glycerin is an item of commerce and is available from a variety of sources including Cognis of Cincinnati Oh. Glycerin has the following structure:

Glycerin is propane-1,2,3-triol and has a CAS number of 56-81-5.

Silicone Alcohol
Silicone alcohol is an item of commerce and is available from a variety of sources including Siltech Corporation of Toronto Canada. It has the following structure:






















Example
y
X
Molecular Weight













45
0
0
280.3


46
2
0
476.3


47
8
0
1,064.3


48
0
8
632.3


49
2
10
916.3


50
8
20
1,944.3


























General Procedure
Polymerization
A specified number of grams glycerin is added to a specified amount of fatty acids (examples 1-19), dicarboxylic acid (examples 29-38 and examples 27 & 28), diol (example 42-44) and alcohol (examples 22-36, 39-41 and examples 45-50). The reaction mixture is heated to 160-180° C. Water is removed by vacuum during the reaction process. The reaction is monitored by the determination of acid value. The acid value will diminish as the reaction proceeds. The reaction is cooled once the acid value fails to change over an additional two hours at elevated temperature. The product is used without purification.
















Glyce-
R 1
R 2
R 3
R 4
R 5















Example
N
rin
Example
Grams
Example
Grams
Example
Grams
Example
Grams
Example
Grams

















51
4
10.9
42
8.8
25
8.8
27
177.4
2
20.3
45
16.6

52
10
13.0
42
10.5
25
7.6
27
186.6
2
24.3
45
7.9

53
10
2.8
42
20.2
25
8.2
27
199.9
2
10.4
45
8.5

54
4
9.4
43
17.8
26
16.6
28
153.0
7
29.0
46
24.3

55
10
11.3
43
21.4
26
8.0
28
162.5
7
35.0
46
11.7

56
4
15.7
44
34.4
20
11.0
30
50.1
8
48.3
47
90.4

57
10
21.4
44
46.9
20
6.0
30
60.2
8
66.0
47
49.4

58
4
15.9
42
12.8
39
45.1
32
63.0
10
58.7
48
54.6

59
10
10.9
42
35.1
39
30.9
32
95.2
10
40.3
48
37.5

60
4
13.7
43
25.9
40
30.5
35
69.9
14
41.9
49
68.1

61
10
15.5
43
44.0
40
17.3
35
87.1
14
47.5
49
38.6

62
10
6.7
44
58.5
41
10.8
38
91.4
2
12.4
50
70.3

63
10
16.2
44
35.6
41
10.5
38
89.0
2
30.3
50
68.4

64
4
19.0
—
—
26
16.8
27
154.4
2
35.4
46
24.5

65
10
22.9
—
—
26
8.1
27
164.3
2
42.8
46
11.9

66
4
19.0
—
—
40
16.8
27
154.3
2
35.4
46
24.5

67
10
22.9
—
—
40
8.1
27
164.3
2
42.8
46
11.9